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Preston Reed Stafford

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-05-08
  • LA RA
    APPROVED
    Since 2025-05-08

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services Llc Baton Rouge LA 02/2023 05/2025
Lemoine & Associates Baton Rouge LA 01/2022 05/2022
University Of Louisiana At Lafayette Lafayette LA 06/2022 07/2023
Louisiana State University Baton Rouge LA 06/2019 12/2021
University Of Arkansas Baton Rouge LA 06/2018 05/2019
Catholic High School Baton Rouge LA 08/2014 05/2018
Kestra Advisory Services Llc Baton Rouge LA 01/2024 05/2025
Lpl Financial Llc Baton Rouge LA 05/2025 Present
  • 02/2023 → 05/2025
    Kestra Investment Services Llc
    Baton Rouge, LA
  • 01/2022 → 05/2022
    Lemoine & Associates
    Baton Rouge, LA
  • 06/2022 → 07/2023
    University Of Louisiana At Lafayette
    Lafayette, LA
  • 06/2019 → 12/2021
    Louisiana State University
    Baton Rouge, LA
  • 06/2018 → 05/2019
    University Of Arkansas
    Baton Rouge, LA
  • 08/2014 → 05/2018
    Catholic High School
    Baton Rouge, LA
  • 01/2024 → 05/2025
    Baton Rouge, LA
  • 05/2025 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

1- 04/2025 / Altus Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADING / START 4/22/2025 2- 04/2025 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADING / START 4/22/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
  • S66 Uniform Combined State Law Examination
    2024-01-19

View on SEC IAPD

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