Best Investors Account Sign in

Andrew Michael Smith

Wells Fargo Clearing Services, LLC

Columbia, SC

Charleston, SC

Mount Pleasant, SC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-07-11
  • SC RA
    APPROVED
    Since 2023-07-11

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

648 Long Point Rd, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mount Pleasant SC 01/2023 Present
Wells Fargo Bank, Na Mount Pleasant SC 01/2023 Present
Keller Williams Elite Elizabethtown PA 11/2020 10/2022
Sloans Pharmacy Elizabethtown PA 01/2020 11/2020
Compass Realty Beverly Hills CA 01/2013 12/2019
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    Mount Pleasant, SC
  • 01/2023 → Present
    Wells Fargo Bank, Na
    Mount Pleasant, SC
  • 11/2020 → 10/2022
    Keller Williams Elite
    Elizabethtown, PA
  • 01/2020 → 11/2020
    Sloans Pharmacy
    Elizabethtown, PA
  • 01/2013 → 12/2019
    Compass Realty
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-11
S63 Uniform Securities Agent State Law Examination 2023-06-10
  • S65 Uniform Investment Adviser Law Examination
    2023-07-11
  • S63 Uniform Securities Agent State Law Examination
    2023-06-10
Other Names
  • Andrew Smith

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor