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Steven Harold Wallen

Thrivent Investment Management Inc.

Carmel, IN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-30
TX RA APPROVED_RES 2026-03-27
IN RA APPROVED 2023-07-31
  • OK RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • IN RA
    APPROVED
    Since 2023-07-31

Branch Locations

11711 N Meridian St, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genesis Church Noblesville IN 08/2011 09/2023
Thrivent Investment Management Inc Carmel IN 02/2023 Present
Thrivent Financial Appleton WI 09/2023 01/2024
Thrivent Financial Appleton WI 01/2024 Present
  • 08/2011 → 09/2023
    Genesis Church
    Noblesville, IN
  • 02/2023 → Present
    Thrivent Investment Management Inc
    Carmel, IN
  • 09/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

GENESIS CHURCH POSITION: Guest speaker NATURE: Genesis isa non-denominational Christian church. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2024 ADDRESS: 1702 Pleasant St., Noblesville IN 46060, United States DESCRIPTION: Prepare and deliver a biblical sermon. This could be as few as 1 or as many as 6 times per year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28
Other Names
  • Steve Wallen

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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