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Mia I Vettoretti

Ubs Financial Services Inc.

New York, NY

CRD 7694434

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-24
  • NY RA
    APPROVED
    Since 2024-12-24

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 03/2023 Present
Wilmington Trust N.A., M&T Bank Los Angeles CA 06/2021 03/2023
Nestle Waters North America Stamford CT 06/2019 08/2019
Full-Time Education At Bucknell University Lewisburg PA 08/2017 05/2021
Full-Time Education, Byram Hills High School Armonk NY 07/2013 06/2017
  • 03/2023 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 06/2021 → 03/2023
    Wilmington Trust N.A., M&T Bank
    Los Angeles, CA
  • 06/2019 → 08/2019
    Nestle Waters North America
    Stamford, CT
  • 08/2017 → 05/2021
    Full-Time Education At Bucknell University
    Lewisburg, PA
  • 07/2013 → 06/2017
    Full-Time Education, Byram Hills High School
    Armonk, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-19
  • S66 Uniform Combined State Law Examination
    2024-12-19

View on SEC IAPD

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