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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dutch-Way Farm Market | Gap | PA | 08/2005 | 05/2023 |
| Diamond State Financial Group | Newark | DE | 02/2023 | Present |
| Minnesota Life Insurance Company | Saint Paul | MN | 02/2023 | 08/2023 |
| Securian Financial Service | Saint Paul | MN | 02/2023 | 08/2023 |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
Diamond State Financial Group Fixed Insurance; Newark, DE; ins rltd; independent contractor; fixed ins sales- FL, FA, DI, Hlth, LTC; 02/2023- pres; 160 hrs/mo; 160 hrs/mo trading * Dutch-Way Farm Market; non- investment related; Gap, PA; employee; 08/2005 - ongoing; 0 hours/ mo, 0 hours/mo trading. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-30 |
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