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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-13 |
| NJ | RA | APPROVED | 2025-04-16 |
| NY | RA | APPROVED | 2025-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 04/2023 | 03/2025 |
| Sej Services | Charleston | SC | 12/2019 | 03/2023 |
| Nebraska Wesleyan University | Lincoln | NE | 08/2018 | 05/2019 |
| Prudential Hong Kong | Hong Kong | 07/2018 | 08/2018 | |
| Dhl | Shanghai | 06/2017 | 07/2017 | |
| Parsons Music Corporation | Hong Kong | 07/2018 | 08/2018 | |
| Nebraska Wesleyan University | Lincoln | NE | 07/2017 | 07/2018 |
| Unemployed | Charleston | SC | 03/2023 | 04/2023 |
| Unemployed | Charleston | SC | 05/2019 | 12/2019 |
| Hsbc Bank Usa, N.A. | New York | NY | 03/2025 | Present |
| Hsbc Securities (Usa) Inc | New York | NY | 04/2025 | Present |
| Nebraska Wesleyan University | Lincoln | NE | 08/2015 | 06/2017 |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. · 1. The name of the other business: MultiCultural Radio Broadcasting, Inc. · 2. Whether the business is investment-related: No · 3. The address of the other business: 50 Broad Street 2nd Floor, New York, NY 10004. · 4. The nature of the business: Entertainment (Radio Station) · 5. Your position: Radio Host (DJ) · 6. Title, or Relationship with the other business: Employee · 7. The start date of your relationship: 4/3/2025 · 8. The approximate number of hours per month you devote to the other business: 6 hours · 9. The number of hours you devote to the other business during securities trading hours: 0 hours · 10. Briefly describe your duties relating to the other business: Requestor is a Cantonese Chinese radio host at AM1480. Their duties include reading scripts, singing songs and provide weather, news, traffic and sports updates. They also play commercials and music, operate studio equipment, and manage email or phone calls. Additionally, they deliver trending tropics and news within the Chinese community. Their involvement will occur 3 - 4 hours a week in the weekends. · 1. The name of the other business: Personal Rental · 2. Whether the business is investment-related: No · 3. The address of the other business: 45 Sycamore Ave, Charleston, SC 29407 · 4. The nature of the business: Rental · 5. Your position: Co-owner · 6. Title, or Relationship with the other business: Owner · 7. The start date of your relationship: 4/9/2025 · 8. The approximate number of hours per month you devote to the other business: 2 hours · 9. The number of hours you devote to the other business during securities trading hours: 0 hours 10. Briefly describe your duties relating to the other business: I assist my family with renting out and managing our properties by contacting property management companies/ contractors/ renters/ real estate agents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-26 |
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