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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-16
NY RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-16
  • CT RA
    APPROVED
    Since 2026-06-16
  • NY RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rocky Hill CT 01/2023 06/2026
Blackledge Country Club Hebron CT 08/2016 04/2021
Vector Marketing Farmington CT 12/2019 04/2020
Yankee Courier N/A CT 10/2020 03/2021
Door Dash N/A CT 04/2021 08/2022
Enterprise Holdings Willimantic CT 08/2022 11/2022
Merrimack College North Andover MA 08/2018 05/2019
Eastern Connecticut State University Willimantic CT 08/2019 12/2022
Bank Of America, N.A. Rocky Hill CT 01/2023 06/2026
Wells Fargo Clearing Services, Purchase NY 06/2026 Present
  • 01/2023 → 06/2026
    Rocky Hill, CT
  • 08/2016 → 04/2021
    Blackledge Country Club
    Hebron, CT
  • 12/2019 → 04/2020
    Vector Marketing
    Farmington, CT
  • 10/2020 → 03/2021
    Yankee Courier
    N/A, CT
  • 04/2021 → 08/2022
    Door Dash
    N/A, CT
  • 08/2022 → 11/2022
    Enterprise Holdings
    Willimantic, CT
  • 08/2018 → 05/2019
    Merrimack College
    North Andover, MA
  • 08/2019 → 12/2022
    Eastern Connecticut State University
    Willimantic, CT
  • 01/2023 → 06/2026
    Bank Of America, N.A.
    Rocky Hill, CT
  • 06/2026 → Present
    Wells Fargo Clearing Services,
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24

View on SEC IAPD

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