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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-14 |
| OH | RA | APPROVED | 2023-05-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shaker Heights | OH | 01/2023 | Present |
| Bank Of America N.A. | Shaker Heights | OH | 01/2023 | Present |
| Golden Reserve | Dublin | OH | 07/2022 | 11/2022 |
| Rocket Pro Real Estate | Cleveland | OH | 04/2018 | 05/2022 |
| Rocket Mortgage | Cleveland | OH | 05/2015 | 04/2018 |
| Unemployed | Aurora | OH | 12/2022 | 01/2023 |
| Unemployed | Aurora | OH | 06/2022 | 07/2022 |
| Sheetz, Inc | Twinsburg | OH | 07/2019 | 02/2021 |
I*1349259For profit or not for profit: Name of outside business organization: Moebius Nature CenterInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Sponsor and am a member of Auroras nature center. Educational and recreational. I*1349258For profit or not for profit: Name of outside business organization: Aurora Chamber of CommerceInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The Chamber serves as the largest and most active voice of the Aurora business community. The mission is to promote businesses while enhancing the economic growth and quality of life in Aurora. *1349260For profit or not for profit: Entity CharitableName of outside business organization: American LegionInvestment related: NAddress of business: Hudson, Ohio, 44236Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Finance committee","Fundraising committee","Nominating committee"]]Start date of relationship: 7/3/2023Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , American Legion is a national organization for military veterans. I*4868268, Entity Type: , Name of OBA: Hudson chamber of Commerce, Address: Hudson, Ohio, 44236, Investment Related: N, Position, Title, Association: member, Employee Start Date: 07/09/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Be an active member who attends local events and network with other business and civic leaders. Meet with business leaders in the community and support civic and local business engagement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-01 |
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