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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-14
OH RA APPROVED 2023-05-03
  • TX RA
    APPROVED_RES
    Since 2023-06-14
  • OH RA
    APPROVED
    Since 2023-05-03

Branch Locations

45 E Washington St, Chagrin Falls, OH 44022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shaker Heights OH 01/2023 Present
Bank Of America N.A. Shaker Heights OH 01/2023 Present
Golden Reserve Dublin OH 07/2022 11/2022
Rocket Pro Real Estate Cleveland OH 04/2018 05/2022
Rocket Mortgage Cleveland OH 05/2015 04/2018
Unemployed Aurora OH 12/2022 01/2023
Unemployed Aurora OH 06/2022 07/2022
Sheetz, Inc Twinsburg OH 07/2019 02/2021
  • 01/2023 → Present
    Shaker Heights, OH
  • 01/2023 → Present
    Bank Of America N.A.
    Shaker Heights, OH
  • 07/2022 → 11/2022
    Golden Reserve
    Dublin, OH
  • 04/2018 → 05/2022
    Rocket Pro Real Estate
    Cleveland, OH
  • 05/2015 → 04/2018
    Rocket Mortgage
    Cleveland, OH
  • 12/2022 → 01/2023
    Unemployed
    Aurora, OH
  • 06/2022 → 07/2022
    Unemployed
    Aurora, OH
  • 07/2019 → 02/2021
    Sheetz, Inc
    Twinsburg, OH
Other Businesses

I*1349259For profit or not for profit: Name of outside business organization: Moebius Nature CenterInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Sponsor and am a member of Auroras nature center. Educational and recreational. I*1349258For profit or not for profit: Name of outside business organization: Aurora Chamber of CommerceInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The Chamber serves as the largest and most active voice of the Aurora business community. The mission is to promote businesses while enhancing the economic growth and quality of life in Aurora. *1349260For profit or not for profit: Entity CharitableName of outside business organization: American LegionInvestment related: NAddress of business: Hudson, Ohio, 44236Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Finance committee","Fundraising committee","Nominating committee"]]Start date of relationship: 7/3/2023Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , American Legion is a national organization for military veterans. I*4868268, Entity Type: , Name of OBA: Hudson chamber of Commerce, Address: Hudson, Ohio, 44236, Investment Related: N, Position, Title, Association: member, Employee Start Date: 07/09/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Be an active member who attends local events and network with other business and civic leaders. Meet with business leaders in the community and support civic and local business engagement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-01
  • S66 Uniform Combined State Law Examination
    2023-05-01

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