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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-18
IL RA APPROVED 2024-04-25
  • TX RA
    APPROVED
    Since 2024-06-18
  • IL RA
    APPROVED
    Since 2024-04-25

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Lawn IL 01/2023 Present
Unemployed Oak Lawn IL 01/2019 04/2019
St. Linus Catholic Parish Oak Lawn IL 03/2019 07/2020
Walgreens Oak Lawn IL 08/2018 09/2018
University Of Illinois At Chicago Chicago IL 08/2020 05/2022
Moraine Valley Community College Palos Hills IL 12/2018 05/2020
Harold L Richards High School Oak Lawn IL 08/2016 12/2018
Unemployed Oak Lawn IL 05/2022 01/2023
America Display Bridgeview IL 05/2018 07/2018
Centers Llc Palos Hills IL 08/2021 09/2021
  • 01/2023 → Present
    Oak Lawn, IL
  • 01/2019 → 04/2019
    Unemployed
    Oak Lawn, IL
  • 03/2019 → 07/2020
    St. Linus Catholic Parish
    Oak Lawn, IL
  • 08/2018 → 09/2018
    Walgreens
    Oak Lawn, IL
  • 08/2020 → 05/2022
    University Of Illinois At Chicago
    Chicago, IL
  • 12/2018 → 05/2020
    Moraine Valley Community College
    Palos Hills, IL
  • 08/2016 → 12/2018
    Harold L Richards High School
    Oak Lawn, IL
  • 05/2022 → 01/2023
    Unemployed
    Oak Lawn, IL
  • 05/2018 → 07/2018
    America Display
    Bridgeview, IL
  • 08/2021 → 09/2021
    Centers Llc
    Palos Hills, IL
Other Businesses

I* 1438272 For profit or not for profit: Entity For Profit Name of outside business organization: Rubicon Investments LLC Investment related: no Address of business: Oak Lawn, IL, 60453 Nature of business: S Corporation Position, title, association: Officer Start date of relationship: 08/23/2023 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: Rental property. I expect to be able to rent out residential property held in the name of the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24

View on SEC IAPD

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