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Roogens Desire

J.P. Morgan Securities LLC

New York, NY

CRD 7692435

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-17
TX RA APPROVED 2025-03-17
  • NY RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-17

Branch Locations

69 Fifth Ave, New York, NY 10003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Forest Hills NY 02/2024 11/2024
New York Life Insurance Co. Melville NY 04/2023 10/2023
Luxury Bahia Principe Esmeralda Punta Cana 08/2015 12/2019
The Prudential Insurance Company Of America Forest Hills NY 11/2023 02/2025
Lpl Enterprise, Llc Forest Hills NY 11/2024 03/2025
Unemployed East Meadow NY 01/2020 03/2023
Jpmorgan Chase Bank, N.A. New York NY 03/2025 Present
J.P. Morgan Securities Llc New York NY 03/2025 Present
  • 02/2024 → 11/2024
    Forest Hills, NY
  • 04/2023 → 10/2023
    New York Life Insurance Co.
    Melville, NY
  • 08/2015 → 12/2019
    Luxury Bahia Principe Esmeralda
    Punta Cana
  • 11/2023 → 02/2025
    The Prudential Insurance Company Of America
    Forest Hills, NY
  • 11/2024 → 03/2025
    Forest Hills, NY
  • 01/2020 → 03/2023
    Unemployed
    East Meadow, NY
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
  • S66 Uniform Combined State Law Examination
    2024-07-01

View on SEC IAPD

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