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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-22 |
| OH | RA | APPROVED | 2023-09-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aaa | Independence | OH | 11/2022 | 01/2023 |
| Indochino | Orange | OH | 05/2021 | 01/2023 |
| Cross Country Mortgage | Brecksville | OH | 05/2021 | 08/2021 |
| Peak Precision Marketing | Independence | OH | 08/2021 | 03/2022 |
| Macys | University Heights | OH | 11/2020 | 05/2021 |
| Pnc Bank | Cleveland | OH | 06/2014 | 08/2020 |
| Dillards | Beachwood | OH | 04/2012 | 03/2019 |
| Waterford Hotel Group | Beachwood | OH | 06/2019 | 08/2019 |
| Fidelity Investments | Woodmere Village | OH | 01/2023 | 09/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hudson | OH | 08/2023 | Present |
| Bank Of America, N.A. | Hudson | OH | 11/2023 | Present |
Business: Indochino Not investment related Address: Orange Ohio 44122 Nature of the business: Retail, sales Position: Sales Associates Relationship: Employee Start date: May 2021 Hours per week: 16 Number of hours during securities trading hours: 0 Duties: style, measure and fit clients for men tailored clothing, place orders.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-19 |
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