Adam Cory Rothstein

Current Employers

Employment History

• 03/2016 → 02/2021
  Bb&T Securities
  Ft. Lauderdale, FL
• 02/2021 → 01/2022
  Truist Investment Services, Inc.
  Aventura, FL
• 02/2021 → 01/2022
  Truist Advisory Services, Inc.
  Atlanta, GA
• 01/2022 → Present
  Rbc Capital Markets, Llc
  Boca Raton, FL
• 06/2022 → Present
  City National Bank
  Boca Raton, FL

Previous Registrations

• 2021-02-17 → 2022-01-25
  Truist Advisory Services, Inc.
  Atlanta, GA
  Aventura, FL
• 2016-03-25 → 2021-02-17
  Bb&T Securities, Llc
  Ft Lauderdale, FL
  Aventura, FL
  Boca Raton, FL
  Richmond, VA
• 2014-06-30 → 2016-04-11
  Morgan Stanley
  Aventura, FL

Other Businesses

(1) NAME OF ENTITY: Fora Travel, Inc. ADDRESS: 228 Park Ave South, Suite 53272 New York 10003 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE:17/09/2025 CAPACITY: Other DUTIES: this is just for mainly personal use. I am into travel and like doing research for my family etc. therefore becoming a "travel advisor" with Fora gives me some access to information and trip planning that i currently do not have. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-27
• S63 Uniform Securities Agent State Law Examination
  2010-10-12

Other Names

• Adam C Rothstein