John Stephen Mccormick

Employer firm

Regatta Capital Group, LLC CRD 145363

$1.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• NON-FINANCIAL COACHING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 01/2018
  National Planning Corporation
  El Segundo, CA
• 01/2018 → 03/2021
  Ep Wealth Advisors
  Torrance, CA
• 03/2021 → 11/2022
  Ep Wealth Advisors
  Torrance, CA
• 11/2022 → Present
  Regatta Capital Group, Llc
  El Segundo, CA

Previous Registrations

• 2022-06-24 → 2022-11-22
  Ep Wealth Advisors
  Torrance, CA
• 2016-01-27 → 2018-02-13
  National Planning Corporation
  El Segundo, CA
• 1999-05-19 → 2003-11-26
  Mccormick Capital Management
  Seattle, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-11-06
• S66 Uniform Combined State Law Examination
  2016-01-06

Designations

• Certified Financial Planner