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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Warren | MI | 07/2009 | 04/2022 |
| Huntington National Bank | Muskegon | MI | 05/2012 | 09/2018 |
| The Huntington National Bank | Grand Rapids | MI | 09/2018 | 01/2019 |
| The Huntington National Bank | Grand Rapids | MI | 01/2019 | 04/2022 |
| The Huntington National Bank | Grand Rapids | MI | 04/2022 | 07/2023 |
| The Huntington Investment Company | Columbus | OH | 04/2022 | 07/2023 |
| The Huntington Investment Company | Columbus | OH | 05/2023 | 06/2023 |
| Huntington National Bank | Mt Pleasant | SC | 06/2023 | 09/2023 |
| Osaic Institutions, Inc. | Meriden | CT | 08/2025 | Present |
| Finemark National Bank & Trust | Charleston | SC | 06/2025 | Present |
| Homemaker | Mount Pleasant | SC | 10/2023 | 05/2025 |
1.) LCJC PROPERTIES LLC POSITION: MEMBER NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2012 ADDRESS: 3129 Ball Ct Mount Pleasant, SC 29466 DESCRIPTION: Rental properties. 2.) ERC FastTrack Position: Referrer Nature: Referred businesses for ERC credits Investment Related: No Number of Hours: 0 Securities Trading Hours: 0 Start Date: 10/01/2023-12/31/2023 Program was paused in 2024 Address: 3129 Ball Ct Mount Pleasant, SC 29466 3.) FineMark National Bank & Trust Position: VP-Private Wealth Advisor Nature: Private Banking and Wealth Management Investment Related: Yes Number of Hours: 160+ Securities Trading Hours: 136 Start Date: 06/30/2025-Present Address: 865 Island Park Dr Charleston, SC 29492
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-18 |
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