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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-12-04 |
Branch Locations
310 Ring Road, Elizabethtown, KY 42701 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Planners, Inc. | Bowling Green | KY | 01/2023 | 06/2024 |
| Bluegrass Sportsplex | Elizabethtown | KY | 10/2019 | 01/2023 |
| E'tOwn Country Club | Elizabethtown | KY | 05/2018 | 09/2020 |
| Sky's The Limit | Elizabethtown | KY | 12/2018 | 03/2019 |
| Western Kentucky University | Bowling Green | KY | 08/2020 | 05/2023 |
| Hardin Public School District | Elizabethtown | KY | 08/2013 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2024 | 12/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2024 | 12/2024 |
| Cerity Partners Llc | New York | NY | 12/2024 | Present |
| Indian Hills Country Club | Bowling Green | KY | 08/2022 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-10 |
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