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Rohit Kumar

Cetera Investment Advisers LLC

El Segundo, CA

Gurgaon

Gurugram

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-30
CA RA APPROVED 2024-10-16
  • TX RA
    APPROVED
    Since 2025-01-30
  • CA RA
    APPROVED
    Since 2024-10-16

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Gurgaon • India

Plot #22A Udyog Vihar, Gurugram 122015 • Iceland

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genpact India Pvt Ltd Gurgaon 07/2017 Present
Student Gurgaon 05/2010 04/2017
Cetera Wealth Services, Llc El Segundo CA 01/2023 Present
Cetera Investment Advisers Llc Gurgaon 10/2024 Present
Cetera Advisors Llc St. Cloud MN 01/2023 Present
  • 07/2017 → Present
    Genpact India Pvt Ltd
    Gurgaon
  • 05/2010 → 04/2017
    Student
    Gurgaon
  • 01/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Cetera Investment Advisers Llc
    Gurgaon
  • 01/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14

View on SEC IAPD

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