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Alexander R Saak

Wells Fargo Clearing Services, LLC

El Segundo, CA

Torrance, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-14
  • CA RA
    APPROVED
    Since 2023-04-14

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

21323 Hawthorne Blvd, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc El Segundo CA 01/2023 Present
Marlin Equity Partners Redondo Beach CA 07/2021 08/2021
Indiana University Bloomington IN 08/2018 05/2022
Unemployed Redondo Beach CA 04/2010 07/2018
Unemployed Redondo Beach CA 06/2022 12/2022
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    El Segundo, CA
  • 07/2021 → 08/2021
    Marlin Equity Partners
    Redondo Beach, CA
  • 08/2018 → 05/2022
    Indiana University
    Bloomington, IN
  • 04/2010 → 07/2018
    Unemployed
    Redondo Beach, CA
  • 06/2022 → 12/2022
    Unemployed
    Redondo Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
  • S66 Uniform Combined State Law Examination
    2023-04-14

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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