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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-07
NY RA APPROVED 2023-10-12
  • TX RA
    APPROVED
    Since 2023-11-07
  • NY RA
    APPROVED
    Since 2023-10-12

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

1230 Avenue Of The Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc New York NY 08/2022 Present
First Republic Securities Company, Llc New York NY 01/2023 09/2023
University At Albany, State University Of New York Albany NY 08/2018 05/2022
Lincoln Financial Group Remote XX 10/2021 04/2022
Rockrose Development New York NY 06/2021 08/2021
Marriott International Poughkeepsie NY 05/2019 02/2021
Dairy Queen Hyde Park NY 08/2016 08/2020
F.D.ROosevelt High School Hyde Park NY 09/2014 06/2018
Unemployed Staatsburg NY 05/2022 08/2022
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jp Morgan Chase Bank, N.A. New York NY 10/2023 Present
  • 08/2022 → Present
    First Republic Investment Management, Inc
    New York, NY
  • 01/2023 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 08/2018 → 05/2022
    University At Albany, State University Of New York
    Albany, NY
  • 10/2021 → 04/2022
    Lincoln Financial Group
    Remote, XX
  • 06/2021 → 08/2021
    Rockrose Development
    New York, NY
  • 05/2019 → 02/2021
    Marriott International
    Poughkeepsie, NY
  • 08/2016 → 08/2020
    Dairy Queen
    Hyde Park, NY
  • 09/2014 → 06/2018
    F.D.ROosevelt High School
    Hyde Park, NY
  • 05/2022 → 08/2022
    Unemployed
    Staatsburg, NY
  • 09/2023 → Present
    New York, NY
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2023-05-23 → 2025-03-17
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-20
  • S66 Uniform Combined State Law Examination
    2023-05-20
Other Names
  • Alexia Marie Armbrust
  • Alexis Marie Armbrust

View on SEC IAPD

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