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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond State Financial Group | Newark | DE | 01/2023 | Present |
| Securian Financial Services | Saint Paul | MN | 01/2023 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 01/2023 | 08/2023 |
| Zingo's Supermarket | Newark | DE | 11/2015 | 02/2017 |
| Doc's Lawn Service | Wilmington | DE | 04/2017 | 08/2017 |
| Cuzinos | Wilmington | DE | 11/2017 | 06/2020 |
| Goldey Beacom College | Wilmington | DE | 08/2017 | 06/2022 |
| Conrad School Of Science | Wilmington | DE | 08/2009 | 06/2017 |
| Doordash | Newark | DE | 02/2018 | Present |
| Godfather Fashion | Wilmington | DE | 06/2018 | Present |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. Diamond State Financial Group Fixed Insurance; Newark, DE; ins rltd; independent contractor; fixed ins sales- FL, FA, DI, Hlth, LTC; 2/2023- pres; 160 hrs/mo; 160 hrs/mo trading * 2. Doordash; not-investment related; Wilmington, DE; food/beverage service; employee; 02/2018- ongoing; 80 hrs/mo; 40 hrs/mo trading * 3. Godfather Fashion; not-investment related; owner; 06/2018 - ongoing; 20 hrs/mo; 5 hrs/mo trading. 4. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-12 |
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