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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond State Financial Group Newark DE 01/2023 Present
Securian Financial Services Saint Paul MN 01/2023 08/2023
Minnesota Life Insurance Company Saint Paul MN 01/2023 08/2023
Zingo's Supermarket Newark DE 11/2015 02/2017
Doc's Lawn Service Wilmington DE 04/2017 08/2017
Cuzinos Wilmington DE 11/2017 06/2020
Goldey Beacom College Wilmington DE 08/2017 06/2022
Conrad School Of Science Wilmington DE 08/2009 06/2017
Doordash Newark DE 02/2018 Present
Godfather Fashion Wilmington DE 06/2018 Present
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2023 → Present
    Diamond State Financial Group
    Newark, DE
  • 01/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 01/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 11/2015 → 02/2017
    Zingo's Supermarket
    Newark, DE
  • 04/2017 → 08/2017
    Doc's Lawn Service
    Wilmington, DE
  • 11/2017 → 06/2020
    Cuzinos
    Wilmington, DE
  • 08/2017 → 06/2022
    Goldey Beacom College
    Wilmington, DE
  • 08/2009 → 06/2017
    Conrad School Of Science
    Wilmington, DE
  • 02/2018 → Present
    Doordash
    Newark, DE
  • 06/2018 → Present
    Godfather Fashion
    Wilmington, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-07-10 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

1. Diamond State Financial Group Fixed Insurance; Newark, DE; ins rltd; independent contractor; fixed ins sales- FL, FA, DI, Hlth, LTC; 2/2023- pres; 160 hrs/mo; 160 hrs/mo trading * 2. Doordash; not-investment related; Wilmington, DE; food/beverage service; employee; 02/2018- ongoing; 80 hrs/mo; 40 hrs/mo trading * 3. Godfather Fashion; not-investment related; owner; 06/2018 - ongoing; 20 hrs/mo; 5 hrs/mo trading. 4. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-21
S63 Uniform Securities Agent State Law Examination 2023-06-12
  • S65 Uniform Investment Adviser Law Examination
    2023-06-21
  • S63 Uniform Securities Agent State Law Examination
    2023-06-12

View on SEC IAPD

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