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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-08 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Global Partners | New York | NY | 01/2023 | Present |
| Rothe Construction | Saugerties | NY | 12/2019 | 01/2023 |
| Hofstra University | Saugerties | NY | 09/2016 | 12/2019 |
| Saugerties High School | Saugerties | NY | 09/2013 | 09/2016 |
Rothe Construction. Not investment-related. 641 Route 212, Saugerties, NY. Masonry, utility work, and construction. Construction laborer. Family business. Started 12/2019. 160 hours/month. Operate heavy equipment, drive Class A trucks, complete masonry/utility work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-22 |
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