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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-26 |
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeland Bank | Fort Lee | NJ | 09/2020 | 08/2022 |
| Summit Financial | Parsippany | NJ | 09/2022 | 08/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2024 | 08/2025 |
| Rutgers University | New Brunswick | NJ | 09/2017 | 08/2020 |
| Montclair State University | Montclair | NJ | 09/2016 | 05/2017 |
| 1St Constitution Bank | Fort Lee | NJ | 06/2018 | 08/2018 |
| Baggios | Fort Lee | NJ | 06/2019 | 08/2019 |
| Baggios | Fort Lee | NJ | 06/2017 | 08/2017 |
| Neuberger Berman | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-31 |
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