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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plano | TX | 01/2023 | 06/2023 |
| Aca Inc. | Nagatacho, Tokyo | 04/2014 | 06/2021 | |
| Unemployed | Arcadia | OK | 07/2021 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Frisco | TX | 01/2025 | Present |
| Unemployed | Arlington | TX | 07/2023 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-11 |
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