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Michael Patrick Spielvogel

LPl Financial LLC

Appleton, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-05
WI RA APPROVED 2025-11-17
  • TX RA
    APPROVED
    Since 2025-12-05
  • WI RA
    APPROVED
    Since 2025-11-17

Branch Locations

N 120 Main St Suite B, Appleton, WI 54915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2023 11/2025
Cambridge Investment Research, Inc. Fairfield IA 01/2023 11/2025
Linked Living Homes Appleton WI 07/2021 01/2023
Sonoco Paper Mills Menasha WI 09/2020 04/2021
Wisconsin Army National Guard Oshkosh WI 07/2014 07/2022
Oshkosh Defense Oshkosh WI 05/2020 09/2020
Neenah Paper Neenah WI 02/2020 04/2020
Minnesota State University, Mankato Mankato MN 08/2016 12/2019
Minnesota State University, Mankato Mankato MN 09/2018 12/2019
Lpl Financial Llc Appleton WI 11/2025 Present
  • 05/2023 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2023 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2021 → 01/2023
    Linked Living Homes
    Appleton, WI
  • 09/2020 → 04/2021
    Sonoco Paper Mills
    Menasha, WI
  • 07/2014 → 07/2022
    Wisconsin Army National Guard
    Oshkosh, WI
  • 05/2020 → 09/2020
    Oshkosh Defense
    Oshkosh, WI
  • 02/2020 → 04/2020
    Neenah Paper
    Neenah, WI
  • 08/2016 → 12/2019
    Minnesota State University, Mankato
    Mankato, MN
  • 09/2018 → 12/2019
    Minnesota State University, Mankato
    Mankato, MN
  • 11/2025 → Present
    Appleton, WI
Other Businesses

1) 10/2025 - WEYENBERG FINANCIAL, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-15
  • S66 Uniform Combined State Law Examination
    2024-10-15

View on SEC IAPD

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