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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-23
CO RA APPROVED 2025-07-23
TX RA APPROVED 2025-07-23
  • CA RA
    APPROVED
    Since 2025-07-23
  • CO RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED
    Since 2025-07-23

Branch Locations

370 Diablo Road Suite 201, Danville, CA 94526 • United States

Westminster , CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montgomery High School Santa Rosa CA 08/2014 06/2018
Oregon State University Corvallis OR 09/2018 06/2023
Northwestern Mutual - The Dragoo Financial Group Corvallis OR 02/2023 07/2025
Edelman Financial Engines Santa Clara CA 07/2025 10/2025
Herrmann & Cooke Wealth Management Danville CA 06/2021 09/2021
Umpqua Bank Corvallis CA 09/2021 12/2022
Edelman Financial Engines Santa Clara CA 10/2025 Present
  • 08/2014 → 06/2018
    Montgomery High School
    Santa Rosa, CA
  • 09/2018 → 06/2023
    Oregon State University
    Corvallis, OR
  • 02/2023 → 07/2025
    Northwestern Mutual - The Dragoo Financial Group
    Corvallis, OR
  • 07/2025 → 10/2025
    Santa Clara, CA
  • 06/2021 → 09/2021
    Herrmann & Cooke Wealth Management
    Danville, CA
  • 09/2021 → 12/2022
    Umpqua Bank
    Corvallis, CA
  • 10/2025 → Present
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-21
  • S65 Uniform Investment Adviser Law Examination
    2025-06-21

View on SEC IAPD

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