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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-23 |
| CO | RA | APPROVED | 2025-07-23 |
| TX | RA | APPROVED | 2025-07-23 |
Branch Locations
370 Diablo Road Suite 201, Danville, CA 94526 • United States
Westminster , CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montgomery High School | Santa Rosa | CA | 08/2014 | 06/2018 |
| Oregon State University | Corvallis | OR | 09/2018 | 06/2023 |
| Northwestern Mutual - The Dragoo Financial Group | Corvallis | OR | 02/2023 | 07/2025 |
| Edelman Financial Engines | Santa Clara | CA | 07/2025 | 10/2025 |
| Herrmann & Cooke Wealth Management | Danville | CA | 06/2021 | 09/2021 |
| Umpqua Bank | Corvallis | CA | 09/2021 | 12/2022 |
| Edelman Financial Engines | Santa Clara | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-21 |
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