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Sean Kalanimoku Isao Kauhini

LPl Financial LLC

Honolulu, HI

CRD 7687239

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-05-05
  • HI RA
    APPROVED
    Since 2025-05-05

Branch Locations

1585 Kapiolani Blvd Ste 1188, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Honolulu HI 01/2023 04/2025
Bank Of Hawaii Honolulu HI 07/2022 12/2023
Unemployed Honolulu HI 05/2022 07/2022
State Of Hawaii Honolulu HI 01/2022 05/2022
Hiro's Dental Studio Llc Honolulu HI 06/2021 12/2021
Yale Divinity School New Haven CT 08/2020 05/2021
Inter-University Center For Japanese Language Studies Yokohama 08/2019 08/2020
Yale Divinity School New Haven CT 08/2018 08/2019
Unemployed Honolulu HI 06/2018 08/2018
Tenrikyo Mission Headquarters In America & Canada Los Angeles CA 12/2017 06/2018
Unemployed Honolulu HI 06/2017 12/2017
Harvard College Cambridge MA 08/2013 05/2017
Lpl Financial Llc Honolulu HI 05/2025 Present
  • 01/2023 → 04/2025
    Ameriprise Financial Services, Llc
    Honolulu, HI
  • 07/2022 → 12/2023
    Bank Of Hawaii
    Honolulu, HI
  • 05/2022 → 07/2022
    Unemployed
    Honolulu, HI
  • 01/2022 → 05/2022
    State Of Hawaii
    Honolulu, HI
  • 06/2021 → 12/2021
    Hiro's Dental Studio Llc
    Honolulu, HI
  • 08/2020 → 05/2021
    Yale Divinity School
    New Haven, CT
  • 08/2019 → 08/2020
    Inter-University Center For Japanese Language Studies
    Yokohama
  • 08/2018 → 08/2019
    Yale Divinity School
    New Haven, CT
  • 06/2018 → 08/2018
    Unemployed
    Honolulu, HI
  • 12/2017 → 06/2018
    Tenrikyo Mission Headquarters In America & Canada
    Los Angeles, CA
  • 06/2017 → 12/2017
    Unemployed
    Honolulu, HI
  • 08/2013 → 05/2017
    Harvard College
    Cambridge, MA
  • 05/2025 → Present
    Honolulu, HI
Other Businesses

1) 05/05/2025 - Sean Kauhini Music - Business Owner / Publishing and promoting music compositions written by me, Sean Kauhini- Non Inv. Related- Honolulu, HI, 96815 - start date 01/01/2025 - 10hrs per mth/ 0 during trading. 2) 05/05/2025 - Cathedral of St Andrew - Outside Employment / Part-time employee - Choir member -Non_inv. Related- Honolulu, HI, 96813 - Start date 02/15/2024 - 24hrs per mth/ 0 during trading 3. 09/09/2025 - The Queen's Singers - Outside/W-2 Employment - Honolulu, HI - Not INv Rel - Start date: 09/01/2025 - 2hrs per mth/ 0 during trading. 4) 10/21/2025 - Anton Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/05/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
  • S66 Uniform Combined State Law Examination
    2024-10-28
Other Names
  • Sean Rodan
  • Sean Kauhini

View on SEC IAPD

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