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Albert Phillip Wagner

Goodman Financial Corporation

Houston, TX

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Current Employers
Goodman Financial Corporation

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-02
  • TX RA
    APPROVED
    Since 2023-08-02

Branch Locations

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodman Financial Corporation Houston TX 12/2022 Present
Kpmg Houston TX 09/2021 11/2022
Pwc Houston TX 01/2019 09/2021
Baylor University Waco TX 01/2013 12/2018
  • 12/2022 → Present
    Houston, TX
  • 09/2021 → 11/2022
    Kpmg
    Houston, TX
  • 01/2019 → 09/2021
    Pwc
    Houston, TX
  • 01/2013 → 12/2018
    Baylor University
    Waco, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02
Other Names
  • Albert P Wagner

View on SEC IAPD

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