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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-15
  • MN RA
    APPROVED
    Since 2024-04-15

Branch Locations

120 N. Cedar St., Owatonna, MN 55060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Owatonna MN 01/2023 Present
Linville Ridge Country Club Linville NC 01/2020 12/2022
Mystic Lake Casino Prior Lake MN 11/2017 08/2021
Caribou Coffee Minneapolis MN 11/2017 12/2019
Hewing Hotel Minneapolis MN 04/2017 11/2017
Stonewall Restaurant Banner Elk NC 10/2021 03/2022
Congressional Country Club Bethesda MD 05/2016 04/2017
Hilton Canopy Hotel Minneapolis MN 11/2017 03/2020
  • 01/2023 → Present
    Owatonna, MN
  • 01/2020 → 12/2022
    Linville Ridge Country Club
    Linville, NC
  • 11/2017 → 08/2021
    Mystic Lake Casino
    Prior Lake, MN
  • 11/2017 → 12/2019
    Caribou Coffee
    Minneapolis, MN
  • 04/2017 → 11/2017
    Hewing Hotel
    Minneapolis, MN
  • 10/2021 → 03/2022
    Stonewall Restaurant
    Banner Elk, NC
  • 05/2016 → 04/2017
    Congressional Country Club
    Bethesda, MD
  • 11/2017 → 03/2020
    Hilton Canopy Hotel
    Minneapolis, MN
Other Businesses

Board of Directors; CEMF - Catholic Education Memorial Fund; Board Member; 810 Cedar Avenue South, , Owatonna, MN, 55060; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Hubbell House; Bartender / Server; Hospitality. Restaurant. Food and Beverage.; 502 N Main St, , Mantorville , MN, 55955; Not Investment-Related; 11/04/2023; 20 to 39 hours per month; 0 during trading hours / Velzke Enterprises Inc; Financial Advisor and Financial Planning support; This is a personal service corporation to manage office expenses for a financial advisory practice.; 120 N Cedar Avenue, , Owatonna, MN, 55060; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-14
S63 Uniform Securities Agent State Law Examination 2024-02-19
  • S65 Uniform Investment Adviser Law Examination
    2024-03-14
  • S63 Uniform Securities Agent State Law Examination
    2024-02-19

View on SEC IAPD

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