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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Owatonna | MN | 01/2023 | Present |
| Linville Ridge Country Club | Linville | NC | 01/2020 | 12/2022 |
| Mystic Lake Casino | Prior Lake | MN | 11/2017 | 08/2021 |
| Caribou Coffee | Minneapolis | MN | 11/2017 | 12/2019 |
| Hewing Hotel | Minneapolis | MN | 04/2017 | 11/2017 |
| Stonewall Restaurant | Banner Elk | NC | 10/2021 | 03/2022 |
| Congressional Country Club | Bethesda | MD | 05/2016 | 04/2017 |
| Hilton Canopy Hotel | Minneapolis | MN | 11/2017 | 03/2020 |
Board of Directors; CEMF - Catholic Education Memorial Fund; Board Member; 810 Cedar Avenue South, , Owatonna, MN, 55060; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Hubbell House; Bartender / Server; Hospitality. Restaurant. Food and Beverage.; 502 N Main St, , Mantorville , MN, 55955; Not Investment-Related; 11/04/2023; 20 to 39 hours per month; 0 during trading hours / Velzke Enterprises Inc; Financial Advisor and Financial Planning support; This is a personal service corporation to manage office expenses for a financial advisory practice.; 120 N Cedar Avenue, , Owatonna, MN, 55060; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-19 |
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