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Daniel Patrick Loughlin

Stratos Wealth Partners, Ltd

Marlton, NJ

Howell, NJ

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-05
NJ RA APPROVED 2018-09-04
  • TX RA
    APPROVED_RES
    Since 2018-09-05
  • NJ RA
    APPROVED
    Since 2018-09-04

Branch Locations

11 Eves Dr. Suite 180, Marlton, NJ 08053 • United States

Howell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wbi Investments, Inc. Red Bank NJ 06/2015 09/2016
Quasar Distributors, Llc Milwaukee WI 06/2015 09/2016
Havener Capital Llc Newport RI 09/2016 08/2018
Compass Securities Corporation Braintree MA 09/2016 08/2018
Lpl Financial Llc Marlton NJ 09/2018 Present
Stratos Wealth Partners, Ltd. Marlton NJ 09/2018 Present
  • 06/2015 → 09/2016
    Wbi Investments, Inc.
    Red Bank, NJ
  • 06/2015 → 09/2016
    Quasar Distributors, Llc
    Milwaukee, WI
  • 09/2016 → 08/2018
    Havener Capital Llc
    Newport, RI
  • 09/2016 → 08/2018
    Compass Securities Corporation
    Braintree, MA
  • 09/2018 → Present
    Marlton, NJ
  • 09/2018 → Present
    Marlton, NJ
Previous Registrations
Other Businesses

1) 08/23/2018 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2018 - 160 hr/mth. 2) 9/12/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 09/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/09/2024 - Stratos Private Wealth - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 8 Hours During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-17
S65 Uniform Investment Adviser Law Examination 2011-11-17
S66 Uniform Combined State Law Examination 2008-01-07
  • S63 Uniform Securities Agent State Law Examination
    2012-02-17
  • S65 Uniform Investment Adviser Law Examination
    2011-11-17
  • S66 Uniform Combined State Law Examination
    2008-01-07
Other Names
  • Daniel P Loughlin

View on SEC IAPD

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