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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-05 |
| NJ | RA | APPROVED | 2018-09-04 |
Branch Locations
11 Eves Dr. Suite 180, Marlton, NJ 08053 • United States
Howell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wbi Investments, Inc. | Red Bank | NJ | 06/2015 | 09/2016 |
| Quasar Distributors, Llc | Milwaukee | WI | 06/2015 | 09/2016 |
| Havener Capital Llc | Newport | RI | 09/2016 | 08/2018 |
| Compass Securities Corporation | Braintree | MA | 09/2016 | 08/2018 |
| Lpl Financial Llc | Marlton | NJ | 09/2018 | Present |
| Stratos Wealth Partners, Ltd. | Marlton | NJ | 09/2018 | Present |
1) 08/23/2018 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2018 - 160 hr/mth. 2) 9/12/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 09/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/09/2024 - Stratos Private Wealth - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 8 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2011-11-17 |
| S66 | Uniform Combined State Law Examination | 2008-01-07 |
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