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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-30
NY RA APPROVED 2026-03-30
  • FL RA
    APPROVED
    Since 2026-03-30
  • NY RA
    APPROVED
    Since 2026-03-30

Branch Locations

1251 Avenue Of The Americas, 6Th Floor, New York, NY 10020 • United States

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Little Rock AR 01/2023 03/2024
University Of Arkansas Fayetteville AR 08/2016 08/2020
Uams College Of Medicine Little Rock AR 08/2020 12/2022
Raymond James St. Petersburg FL 07/2025 03/2026
Jala Llc Little Rock AR 06/2024 06/2025
Piper Sandler & Co. St. Petersburg FL 03/2026 Present
  • 01/2023 → 03/2024
    Little Rock, AR
  • 08/2016 → 08/2020
    University Of Arkansas
    Fayetteville, AR
  • 08/2020 → 12/2022
    Uams College Of Medicine
    Little Rock, AR
  • 07/2025 → 03/2026
    Raymond James
    St. Petersburg, FL
  • 06/2024 → 06/2025
    Jala Llc
    Little Rock, AR
  • 03/2026 → Present
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
  • S66 Uniform Combined State Law Examination
    2023-12-16
Other Names
  • Karan M Patel

View on SEC IAPD

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