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Current Employers
Endowment Wealth Management, Inc.

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-01-11
  • WI RA
    APPROVED
    Since 2023-01-11

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Etf Model Solutions, Llc

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-01-11
  • WI RA
    APPROVED
    Since 2023-01-11

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Endowment Wealth Management Appleton WI 05/2021 04/2022
Endowment Wealth Management Appleton WI 06/2022 11/2023
Karcz Utility Services Pulaski WI 05/2020 08/2020
University Of Wisconsin-La Crosse La Crosse WI 09/2018 06/2022
Ki Green Bay WI 06/2018 08/2018
Ki Green Bay WI 06/2019 08/2019
Ashwaubenon School District Ashwaubenon WI 09/2011 06/2018
Bay Motel And Family Restaurant Green Bay WI 09/2015 10/2017
Endowment Wealth Management Appleton WI 11/2023 Present
  • 05/2021 → 04/2022
    Endowment Wealth Management
    Appleton, WI
  • 06/2022 → 11/2023
    Endowment Wealth Management
    Appleton, WI
  • 05/2020 → 08/2020
    Karcz Utility Services
    Pulaski, WI
  • 09/2018 → 06/2022
    University Of Wisconsin-La Crosse
    La Crosse, WI
  • 06/2018 → 08/2018
    Ki
    Green Bay, WI
  • 06/2019 → 08/2019
    Ki
    Green Bay, WI
  • 09/2011 → 06/2018
    Ashwaubenon School District
    Ashwaubenon, WI
  • 09/2015 → 10/2017
    Bay Motel And Family Restaurant
    Green Bay, WI
  • 11/2023 → Present
    Endowment Wealth Management
    Appleton, WI
Other Businesses

6/13/2022 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. ROTTIER'S TITLE AT EWM IS WEALTH ANALYST. MR. ROTTIER POSITION IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH EWM. MR. ROTTIER DEVOTES APROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 70 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 06/2022 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. ROTTIER'S TITLE AT ETFMS IS ANALYST. MR. ROTTIER IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH ETFMS. MR. ROTTIER DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
Designations

View on SEC IAPD

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