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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-07 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
The Zig Zag Building 70 Victoria Street, London SW1E 6SQ • United Kingdom
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Group Llc | New York | NY | 01/2023 | Present |
| Numerix Llc | New York | NY | 06/2022 | 12/2022 |
| Columbia University In The City Of New York | New York | NY | 09/2021 | 12/2022 |
| Fullgoal Fund Management Co., Ltd | Shanghai | 03/2021 | 08/2021 | |
| Guotai Asset Management Co., Ltd | Shanghai | 01/2021 | 03/2021 | |
| Huaan Securities Co., Ltd | Shanghai | 08/2020 | 12/2020 | |
| Fudan University | Shanghai | 09/2016 | 08/2020 | |
| Gf Securities Co., Ltd | Shanghai | 09/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-04 |
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