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Lucas C Smith

Shepherd Financial Investment Advisory LLC

Carmel, IN

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Current Employers
Shepherd Financial Investment Advisory Llc

111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-02-25
  • IN RA
    APPROVED
    Since 2025-02-25

Branch Locations

111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Futureplan Dresher PA 10/2013 11/2022
Shepherd Financial Carmel IN 01/2023 Present
Shepherd Financial Investment Advisory Llc Carmel IN 01/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02
Other Names
  • Luke Smith

View on SEC IAPD

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TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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