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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-04-10
  • TN RA
    APPROVED
    Since 2023-04-10

Branch Locations

7514 Highway 70 S, Nashville, TN 37221 • United States

6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States

618 Thompson Ln, Nashville, TN 37204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Nashville TN 01/2023 Present
Wells Fargo Bank, Na Nashville TN 12/2022 Present
Hugh Baby's Nashville TN 11/2022 12/2022
Ups Memphis TN 06/2022 08/2022
Warrior Center Ministries Memphis TN 04/2022 05/2022
Homeway Construction Memphis TN 03/2022 04/2022
Warrior Center Ministries Memphis TN 09/2021 03/2022
Unemployed Memphis TN 09/2020 09/2021
Enjoy Technology Memphis TN 08/2020 08/2020
Unemployed Memphis TN 04/2020 08/2020
At&T Memphis TN 08/2016 03/2020
  • 01/2023 → Present
    Nashville, TN
  • 12/2022 → Present
    Wells Fargo Bank, Na
    Nashville, TN
  • 11/2022 → 12/2022
    Hugh Baby's
    Nashville, TN
  • 06/2022 → 08/2022
    Ups
    Memphis, TN
  • 04/2022 → 05/2022
    Warrior Center Ministries
    Memphis, TN
  • 03/2022 → 04/2022
    Homeway Construction
    Memphis, TN
  • 09/2021 → 03/2022
    Warrior Center Ministries
    Memphis, TN
  • 09/2020 → 09/2021
    Unemployed
    Memphis, TN
  • 08/2020 → 08/2020
    Enjoy Technology
    Memphis, TN
  • 04/2020 → 08/2020
    Unemployed
    Memphis, TN
  • 08/2016 → 03/2020
    At&T
    Memphis, TN
Other Businesses

BUSINESS NAME TBD; NOT INV RELATED;NASHVILLE,TN; 100% OWNERSHIP; START DATE: 04/01/2026; 120 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-10
S63 Uniform Securities Agent State Law Examination 2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2023-04-10
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17

View on SEC IAPD

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