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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Dallas TX 01/2023 Present
Wells Fargo Bank, Na Dallas TX 02/2022 Present
Caliber Home Loans Coppell TX 07/2021 12/2021
First United Bank Plano TX 06/2020 07/2021
University Of Arkansas Fayetteville AR 08/2015 12/2019
N/A Winter Garden FL 01/2020 06/2020
  • 01/2023 → Present
    Dallas, TX
  • 02/2022 → Present
    Wells Fargo Bank, Na
    Dallas, TX
  • 07/2021 → 12/2021
    Caliber Home Loans
    Coppell, TX
  • 06/2020 → 07/2021
    First United Bank
    Plano, TX
  • 08/2015 → 12/2019
    University Of Arkansas
    Fayetteville, AR
  • 01/2020 → 06/2020
    N/A
    Winter Garden, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-21
S63 Uniform Securities Agent State Law Examination 2023-03-30
  • S65 Uniform Investment Adviser Law Examination
    2023-04-21
  • S63 Uniform Securities Agent State Law Examination
    2023-03-30

View on SEC IAPD

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