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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Dallas | TX | 01/2023 | Present |
| Wells Fargo Bank, Na | Dallas | TX | 02/2022 | Present |
| Caliber Home Loans | Coppell | TX | 07/2021 | 12/2021 |
| First United Bank | Plano | TX | 06/2020 | 07/2021 |
| University Of Arkansas | Fayetteville | AR | 08/2015 | 12/2019 |
| N/A | Winter Garden | FL | 01/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-30 |
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