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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-15 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Thumb | Fort Worth | TX | 09/2022 | 02/2023 |
| Happy Tomato Fresh Salsa | Fort Worth | TX | 12/2021 | 12/2022 |
| Mcallisters Deli | Fort Worth | TX | 10/2019 | 07/2021 |
| Charles Schwab Co., Inc. | Westlake | TX | 02/2023 | 08/2024 |
| J.P. Morgan Securities Llc | Plano | TX | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 10/2024 | Present |
| Unemployed | Fort Worth | TX | 10/2014 | 09/2019 |
| Unemployed | Fort Worth | TX | 09/2024 | 09/2024 |
| Unemployed | Fort Worth | TX | 07/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-22 |
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