Joshua Greiner

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → 08/2017
  Unemployed
  Greenwood, MN
• 06/2019 → 08/2019
  Okabena Advisors
  Minneapolis, MN
• 05/2020 → 08/2020
  Mount Yale Capital Group
  Minneapolis, MN
• 08/2017 → 06/2021
  Colgate University
  Hamilton, NY
• 07/2021 → 01/2023
  Mariner Wealth Advisors
  New York, NY
• 01/2023 → 12/2024
  Mariner Wealth Advisors
  New York, NY
• 01/2024 → Present
  Rockefeller Capital Management
  Ny, NY
• 01/2024 → Present
  Rockefeller Financial Llc
  Ny, NY

Previous Registrations

• 2023-02-24 → 2025-01-15
  Mariner
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-04-16
• S65 Uniform Investment Adviser Law Examination
  2023-02-24