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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities | Birmingham | AL | 06/2004 | 10/2025 |
| New York Life | Birmingham | AL | 10/2025 | Present |
| Nylife Securities Llc | Birmingham | AL | 10/2025 | Present |
| Eagle Strategies Llc | Pelham | AL | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-18 |
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