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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
NC RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-09-12
  • NC RA
    APPROVED
    Since 2023-08-10

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

3105 Glenwood Ave Ste 201 [Support Center], Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Raleigh NC 12/2022 Present
Truist Raleigh NC 08/2019 12/2022
The Cheesecake Factory Durham NC 09/2013 09/2022
Wells Fargo Bank N.A. Chapel Hill NC 04/2016 12/2017
  • 12/2022 → Present
    Raleigh, NC
  • 08/2019 → 12/2022
    Truist
    Raleigh, NC
  • 09/2013 → 09/2022
    The Cheesecake Factory
    Durham, NC
  • 04/2016 → 12/2017
    Wells Fargo Bank N.A.
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2023-06-23
  • S65 Uniform Investment Adviser Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2023-06-23
Other Names
  • Michelle V Pham

View on SEC IAPD

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