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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-01 |
| NY | RA | APPROVED | 2025-07-02 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seaford High School | Seaford | NY | 09/2016 | 06/2020 |
| University Of Suny At Albany | Albany | NY | 08/2020 | 12/2023 |
| Seaford Vikings Summer Baseball Camp | Seaford | NY | 06/2018 | 06/2018 |
| Seaford Vikings Summer Baseball Camp | Seaford | NY | 06/2019 | 06/2019 |
| Town Of Hempstead | Lido Beach | NY | 06/2021 | 08/2021 |
| Ultimus Leverpoint Private Fund Solutions | Clifton Park | NY | 06/2022 | 05/2023 |
| Northwestern Mutual | Melville | NY | 06/2023 | 08/2023 |
| Goldman Sachs | Cohoes | NY | 02/2024 | 05/2025 |
| Morgan Stanley | New York | NY | 06/2025 | Present |
| Best Fitness | Albany | NY | 08/2023 | 12/2023 |
| Dave And Busters | Albany | NY | 11/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-28 |
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