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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-10 |
| NM | RA | APPROVED | 2025-09-30 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 01/2023 | 09/2025 |
| Unemployed | Albuquerque | NM | 01/2019 | 12/2022 |
| First Tractor Company Limited | Luoyang | 12/2008 | 01/2019 | |
| Morgan Stanley | Albuquerque | NM | 09/2025 | Present |
*661759 - Inn Harmony LLC; Investment related Yes; TRUTH OR CONSEQUENCES, New Mexico; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-28 |
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