Kathleen Ann Burns

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 09/2022 → 01/2023
  Unemployed - Career Break
  Raleigh, NC
• 06/1988 → 08/2022
  Ford Motor Credit Company
  Raleigh, NC

Other Businesses

I*1484273, Entity Type Fiduciary, Name of OBA: J R Address: Boones Mill, Virginia, 24065 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/Aug/2024 No Hours: 10 Monthly hours No Hours during trading: 0 Duties: I*5528292 Entity Type: Entity Charitable Name of OBA: Families Together Address: Raleigh, North Carolina, 27610 Investment Related: No Position, Title, Association: Committee Employee Start Date: 09/01/2026 Number of Hours: 5, Monthly Number of Hours during trading: 1, Monthly Duties: Families Together assist families with children as they transition from homelessness to sustainable housing and stable homes. member of the capital campaign committee

Exams

• S66 Uniform Combined State Law Examination
  2023-07-27

Other Names

• Kathleen Ann Relyea
• Kathy Ann Relyea
• Kathy Ann Burns
• Kathleen A Burns