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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-22
  • IA RA
    APPROVED
    Since 2025-08-22

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Eastern Group Virginia Beach VA 07/2019 08/2019
Marine Engineer Beneficial Association Norfolk VA 06/2019 07/2022
The Mchenry Management Group Chesapeake VA 08/2019 06/2022
Conocophillips Houston TX 07/2022 08/2025
United States Merchant Marine Academy Kings Point NY 06/2015 06/2019
Principal Life Insurance Company West Des Moines IA 09/2025 Present
Principal Securities, Inc. West Des Moines IA 09/2025 Present
  • 07/2019 → 08/2019
    Great Eastern Group
    Virginia Beach, VA
  • 06/2019 → 07/2022
    Marine Engineer Beneficial Association
    Norfolk, VA
  • 08/2019 → 06/2022
    The Mchenry Management Group
    Chesapeake, VA
  • 07/2022 → 08/2025
    Conocophillips
    Houston, TX
  • 06/2015 → 06/2019
    United States Merchant Marine Academy
    Kings Point, NY
  • 09/2025 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 09/2025 → Present
    West Des Moines, IA
Previous Registrations
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/02/2025 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance; Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **UNITED STATES NAVAL RESERVE POSITION: Lieutenant NATURE: Military Service INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 06/15/2019 ADDRESS: 2598 Tarawa Road, Virginia Beach VA 23455, United States DESCRIPTION: Lieutenant - serve in the Naval Reserve for two weeks a year with the Strategic Sealift Officer Force. Possibility for activation during time of war. **DES MOINES DOWNTOWN NEIGHBORHOOD ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2026 ADDRESS: 1000 Grand Ave, Des Moines IA 50309, United States DESCRIPTION: We socialize- enjoying camaraderie with our neighbors. We participate- in local activities, like the downtown farmer's market, National Night Out, and the Iowa State Fair Parade. We educate- through monthly listening sessions with speakers on local issues. We communicate- via our website, email, and social media. We collaborate- with other downtown entities, like Downtown DSM: Future Forward. We advocate- for the neighborhood, working with governmental agencies and elected officials.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09
Other Names
  • Nick Fox

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