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Steven C Setterstrom

Morgan Stanley

Mobile, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-28
AL RA APPROVED 2024-06-12
  • TX RA
    APPROVED
    Since 2025-03-28
  • AL RA
    APPROVED
    Since 2024-06-12

Branch Locations

Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mobile AL 01/2023 Present
Pga Tour Ponte Vedra Beach FL 06/2022 09/2022
The Country Club Of Mobile Mobile AL 10/2021 11/2022
Rtj Golf Trail At Magnolia Grove Mobile AL 08/2018 09/2021
The University Of Alabama Tuscaloosa AL 08/2014 07/2018
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 01/2023 → Present
    Morgan Stanley
    Mobile, AL
  • 06/2022 → 09/2022
    Pga Tour
    Ponte Vedra Beach, FL
  • 10/2021 → 11/2022
    The Country Club Of Mobile
    Mobile, AL
  • 08/2018 → 09/2021
    Rtj Golf Trail At Magnolia Grove
    Mobile, AL
  • 08/2014 → 07/2018
    The University Of Alabama
    Tuscaloosa, AL
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2024-04-29
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2024-04-29
Other Names
  • Steven C Setterstrom

View on SEC IAPD

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FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
EDWARD JONES · MOBILE, AL
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