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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-30 |
| CA | RA | APPROVED | 2023-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A. | Paso Robles | CA | 12/2022 | Present |
| Automobile Club Of Southern California - Aaa | San Luis Obispo | CA | 03/2022 | 12/2022 |
| Self Employed | Paso Robles | CA | 06/2021 | 03/2022 |
| Black Jack Power Swivels / Mitchella Vineyard & Winery | Paso Robles | CA | 03/2019 | 05/2021 |
| Foley Family Wines | Paso Robles | CA | 09/2017 | 03/2019 |
| Soledad Unified School District | Paso Robles | CA | 07/2015 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paso Robles | CA | 12/2022 | Present |
| Calcareous Vineyard Llc | Paso Robles | CA | 03/2022 | 04/2022 |
| Sunrun Inc | San Luis Obispo | CA | 01/2022 | 04/2022 |
| Bankers Life | San Luis Obispo | CA | 03/2021 | 04/2022 |
| Aflac Field Force | Paso Robles | CA | 07/2021 | 09/2022 |
| University Of Phoenix | San Jose | CA | 01/1998 | 05/2017 |
I*1529274 For profit or not for profit: Entity For Profit Name of outside business organization: Calcareous Vineyard LLC Investment related: N Address of business: Paso Robles, California, 93446, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 11/5/2023 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Winery & Tasting room. When active in the role, the only function I held was to educate customers on the history of the winery as well as the provide a tasting experience related to the variety of wines being offered in the tasting room.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-08 |
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