Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-30
CA RA APPROVED 2023-05-09
  • TX RA
    APPROVED_RES
    Since 2023-06-30
  • CA RA
    APPROVED
    Since 2023-05-09

Branch Locations

1020 Marsh St, San Luis Obispo, CA 93401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Paso Robles CA 12/2022 Present
Automobile Club Of Southern California - Aaa San Luis Obispo CA 03/2022 12/2022
Self Employed Paso Robles CA 06/2021 03/2022
Black Jack Power Swivels / Mitchella Vineyard & Winery Paso Robles CA 03/2019 05/2021
Foley Family Wines Paso Robles CA 09/2017 03/2019
Soledad Unified School District Paso Robles CA 07/2015 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paso Robles CA 12/2022 Present
Calcareous Vineyard Llc Paso Robles CA 03/2022 04/2022
Sunrun Inc San Luis Obispo CA 01/2022 04/2022
Bankers Life San Luis Obispo CA 03/2021 04/2022
Aflac Field Force Paso Robles CA 07/2021 09/2022
University Of Phoenix San Jose CA 01/1998 05/2017
  • 12/2022 → Present
    Bank Of America N.A.
    Paso Robles, CA
  • 03/2022 → 12/2022
    Automobile Club Of Southern California - Aaa
    San Luis Obispo, CA
  • 06/2021 → 03/2022
    Self Employed
    Paso Robles, CA
  • 03/2019 → 05/2021
    Black Jack Power Swivels / Mitchella Vineyard & Winery
    Paso Robles, CA
  • 09/2017 → 03/2019
    Foley Family Wines
    Paso Robles, CA
  • 07/2015 → 06/2018
    Soledad Unified School District
    Paso Robles, CA
  • 12/2022 → Present
    Paso Robles, CA
  • 03/2022 → 04/2022
    Calcareous Vineyard Llc
    Paso Robles, CA
  • 01/2022 → 04/2022
    Sunrun Inc
    San Luis Obispo, CA
  • 03/2021 → 04/2022
    Bankers Life
    San Luis Obispo, CA
  • 07/2021 → 09/2022
    Aflac Field Force
    Paso Robles, CA
  • 01/1998 → 05/2017
    University Of Phoenix
    San Jose, CA
Other Businesses

I*1529274 For profit or not for profit: Entity For Profit Name of outside business organization: Calcareous Vineyard LLC Investment related: N Address of business: Paso Robles, California, 93446, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 11/5/2023 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Winery & Tasting room. When active in the role, the only function I held was to educate customers on the history of the winery as well as the provide a tasting experience related to the variety of wines being offered in the tasting room.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
  • S66 Uniform Combined State Law Examination
    2023-05-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Luis Obispo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor