Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-17 |
| NY | RA | APPROVED | 2023-10-11 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
1230 Avenue Of The Americas, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | New York | NY | 12/2022 | 09/2023 |
| First Republic Investment Management, Inc | New York | NY | 08/2022 | Present |
| Seattle Mariners | Seattle | WA | 06/2012 | 09/2018 |
| New York Mets | New York | NY | 11/2018 | 06/2019 |
| Somerset Patriots | Somerset | NJ | 06/2019 | 09/2019 |
| Fargo-Moorhead Redhawks | Fargo | ND | 12/2019 | 10/2020 |
| Southern Maryland Blue Crabs | Waldorf | MD | 01/2021 | 09/2021 |
| Charleston Dirty Birds | Charleston | WV | 09/2021 | 05/2022 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | Present |
I'm the Director of Fundraising for Mission Stadiums for Multiple Sclerosis (MS4MS), a non-profit organization spreading awareness and raising funds for multiple sclerosis. This is not investment-related. Address is PO Box 511, Arnold, MD 21012. I started in March of 2019 and I devote a few hours a week to it, more so when we have a charity event that I attend. I don't devote any hours during securities trading hours. I help with coordinating events, running the social media accounts, and running the website.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-14 |
Reach out to this advisor