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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-06
  • NY RA
    APPROVED
    Since 2024-12-06

Branch Locations

390 Park Ave 2Nd Floor, New York, NY 10022 • United States

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrated Capital Management, Inc. Jessup PA 08/2021 09/2024
Northern Trust Investments, Inc. Chicago IL 11/2019 06/2021
Full-Time Student Scranton PA 12/2012 05/2019
Unemployed Scranton PA 05/2019 11/2019
Unemployed Jessup PA 06/2021 08/2021
Northern Trust Investments, Inc. New York NY 09/2024 Present
  • 08/2021 → 09/2024
    Jessup, PA
  • 11/2019 → 06/2021
    Northern Trust Investments, Inc.
    Chicago, IL
  • 12/2012 → 05/2019
    Full-Time Student
    Scranton, PA
  • 05/2019 → 11/2019
    Unemployed
    Scranton, PA
  • 06/2021 → 08/2021
    Unemployed
    Jessup, PA
  • 09/2024 → Present
    Northern Trust Investments, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-02
  • S65 Uniform Investment Adviser Law Examination
    2022-12-02

View on SEC IAPD

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