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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-20 |
Branch Locations
400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Lafayette | LA | 03/2012 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Lafayette | LA | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
*527764 - EML Dirtwork and Excavation LLC; Investment related Yes; Maurice, Louisiana; Construction/Engineering; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017 ; During business hours: 0; After business hours: 1; Administrative.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-12 |
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