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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-04
  • CA RA
    APPROVED
    Since 2023-03-04

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

20 Pacifica Suite 1500, Irvine, CA 92618 • United States

Laguna Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffer Mangels Butler & Mitchell Llp Los Angeles CA 05/2021 01/2023
Glaser Weil Fink Howard Avchen & Shapiro Llp Los Angeles CA 09/2020 04/2021
Greenberg Glusker Fields Claman & Machtinger Llp Los Angeles CA 09/2019 08/2020
Shartsis Friese Llp San Francisco CA 05/2018 09/2019
Dechert Llp Los Angeles CA 08/2016 04/2018
Ubs Financial Services Inc. Irvine CA 02/2023 Present
  • 05/2021 → 01/2023
    Jeffer Mangels Butler & Mitchell Llp
    Los Angeles, CA
  • 09/2020 → 04/2021
    Glaser Weil Fink Howard Avchen & Shapiro Llp
    Los Angeles, CA
  • 09/2019 → 08/2020
    Greenberg Glusker Fields Claman & Machtinger Llp
    Los Angeles, CA
  • 05/2018 → 09/2019
    Shartsis Friese Llp
    San Francisco, CA
  • 08/2016 → 04/2018
    Dechert Llp
    Los Angeles, CA
  • 02/2023 → Present
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03

View on SEC IAPD

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