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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Italia | Tucson | AZ | 09/2015 | 09/2021 |
| North Italia | Nashville | TN | 09/2021 | 12/2022 |
| New York Life | Franklin | TN | 01/2023 | 08/2024 |
| Nylife Securities Llc. | Franklin | TN | 01/2024 | 08/2024 |
| Principal Life Insurance | Nashville | TN | 08/2024 | Present |
| Principal Securities | Nashville | TN | 08/2024 | Present |
| Stephen & Associates | Nashville | TN | 09/2024 | Present |
**STEPHEN & ASSOCIATES (DBA) POSITION: Sales Representative NATURE: DI, A&H, Group/Heath Insurance, Life Insurance/ Annuities, Mutual Funds/ Securities/ VA/ VL, Financial Strategies/ Needs Analysis, Fee Based Financial Planning, Seminars/ Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2024 ADDRESS: 1507 16th Ave S, Nashville TN 37212, United States DESCRIPTION: Sale and service of insurance, investment products, and financial planning. **WITH A TWIST POSITION: Bartender NATURE: Event Bartender INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2025 ADDRESS: 1818 Pennington Dr, Murfreesboro TN 37129, United States DESCRIPTION: Bartender for private events. Serving beer, wine, liquor to guests of private event.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-29 |
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