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John Raul Esparza

Halbert Hargrove

Long Beach, CA

CRD 7676025

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Employer firm

Halbert Hargrove CRD 105515

$4.20B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-13
  • CA RA
    APPROVED
    Since 2023-06-13

Branch Locations

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halbert Hargrove Long Beach CA 06/2022 Present
California National Guard Long Beach CA 05/2018 05/2022
United States Army Long Beach CA 09/2014 05/2018
Cochise College Sierra Vista AZ 11/2014 08/2020
University Of Arizona Tuscon AZ 10/2020 05/2022
Caci Long Beach CA 08/2019 01/2020
  • 06/2022 → Present
    Halbert Hargrove
    Long Beach, CA
  • 05/2018 → 05/2022
    California National Guard
    Long Beach, CA
  • 09/2014 → 05/2018
    United States Army
    Long Beach, CA
  • 11/2014 → 08/2020
    Cochise College
    Sierra Vista, AZ
  • 10/2020 → 05/2022
    University Of Arizona
    Tuscon, AZ
  • 08/2019 → 01/2020
    Caci
    Long Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-13
  • S65 Uniform Investment Adviser Law Examination
    2023-06-13

View on SEC IAPD

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